DocumentLaneFinancial Services
Client onboarding & regulatory compliance
Collect KYC packages, signed agreements, and regulatory filings from clients and advisors — with a full audit trail, expiration tracking, and secure document storage.
Client KYC onboardingAdvisor credentialingRegulatory filings
Request early accessDOCUMENT CHECKLIST
- KYC / AML DocumentationOnboarding
- Signed Investment AgreementOnboarding
- SEC Registration (Form ADV)Regulatory
- Accredited Investor VerificationCompliance
- Professional Indemnity InsuranceCompliance
Branded upload portal — no client account needed
Automatic reminders until every document is in
Expiration tracking for licenses and certificates
AI-assisted review of uploaded documents